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List of Employee Ownership Plans in Major Public Companies

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This list, updated in February 2013, shows which of the 900 largest publicly traded companies (the S&P 500 and the S&P MidCap 400) have various forms of employee ownership, including stock options, stock purchase plans, ESOPs, 401(k) plans, and more. Developed with support from the Heron Foundation, this project is unique because it relies on a painstaking process to gather and link data from public data sources, the SEC, company materials, and the Department of Labor.

Click here for a PDF that provides a screenshot of sample data and explains our methodology and the fields in the list

The list is provided in the form of an Excel spreadsheet and a PDF document that explains the list's methodology. The list contains the company name, stock ticker, type of plan, value of company stock in a defined contribution plans, and whether there is some other form of broad equity plan available. For ESOPs and 401(k) plans, we identify roughly what percentage of the company's stock is held by the plan.