Home » Meetings » Employee Stock Ownership Plans (ESOPs) »
Home » Meetings » Live Webinars »
LIVE WEBINAR
(Group-Internet Based)
Fiduciary Implications of Stock Drop Lawsuits in 401(k)s and ESOPs
September 16, 2010 (9:30 am Pacific)
No time or budget to travel to a seminar? NCEO's Webinars allow you to attend a conference from your desktop! Our live Webinars are PowerPoint presentations broadcast live over the Internet and accompanied by a telephone conference call. The Webinars provide the same information as a live seminar. View the seminar slides on your computer while listening to presenters live, via conference call. Complete login information will be provided upon registration.About This Meeting
Over 75 cases have been decided or are in process concerning employee allegations that fiduciaries acted improperly with respect to employer stock in retirement plans. The cases have provided important insights into how to manage plans to avoid litigation. This webinar will discuss what the courts have said so far about who is a fiduciary, who is eligible to sue, when fiduciaries should sell the company stock or not offer it as an investment choice, what kinds of disclosure should be provided, and other critical matters.Program
| 9:30 am | Trends and Question Marks from Litigation So Far David Johanson, Johanson Berenson LLP |
| 10:15 am | Best Practices for ESOP and 401(k) Fiduciaries for Employer Stock Scot Storjohann, BTC ESOP Services |
| 11:00 am | Ajourn |
Registration
NCEO members: Free.
Nonmembers: This Webinar is for members only (join the NCEO to attend).
General Registration Information
This Webinar is for NCEO members only and is free. If you are not currently a member, it only costs $90 to join for one year (sign up here). To register, either (1) use the registration form in the members' area of our site (username and password required) or (2) contact Seminar Director Colleen Kearney at 510-208-1311 or ckearney@nceo.org.Who Needs to Register?
Each person who logs in to a Webinar must register in advance and must log in using his or her own name. Your registration is not transferable to someone else at your company, so if someone else will log in to the Webinar, they should register themselves.If a group of people will all watch the Webinar from one computer, using a projector and speaker phone or similar technology, only one person needs to register and log in.
If you want continuing education credit, then you must register and log in using your own name. We will not be able to provide a certificate of completion if you do not.
Purchasing Replays
Webinar replays allow you to access prerecorded Webinars at your convenience, as often as you like, for up to six months from the presentation date. Replays are $50 for NCEO members and $75 for nonmembers. A replay of this Webinar will be available starting the next business day after it takes place. For more information or to order, please see our meeting list or contact Seminar/Webinar Director Colleen Kearney at 510-208-1311 or ckearney@nceo.org.Cancellation Policy
Once you are registered, simply mark the dates of those Webinars you wish to attend on your calendar, and log in at the scheduled time. There is no need to advise us which ones you plan to attend. No notice of cancellation is required. Live Webinars are a NCEO membership benefit and are free; therefore, refunds are not applicable.
Continuing Education Credit
To receive continuing education credit for our Group-Internet Based Webinars, participants must be registered for the Webinar and login to the Webinar under their own name. Participants must respond either verbally,through the chat box, or by poll to all the questions posed by the moderator. Participants failing to respond to the questions will not be eligible for continuing education credit. To receive a certificate of completion, please email Staff Assistant Rebecca Chavez at rchavez@nceo.org or call 510-208-1309 at the completion of the Webinar. Upon confirmation of your participation, you will be sent a certificate via email from Rebecca Chavez within the next 2 weeks.CPE Credit
The National Center for Employee Ownership (NCEO) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue, Nashville, TN 37219-2417.This program is a "group-Internet based" offering and provides 1.50 hours of CPE credit for accountants in the area of "specialized knowledge and applications." The material is basic level. No prerequisites or advanced preparation is needed. For more information regarding administrative policies such as complaint and refund, please contact the NCEO at 510-208-1300.
HRCI Recertification Credit
This program has been approved for 1.50 hours of recertification credit hours toward PHR and SPHR re-certification through the Human Resource Certification Institute (HRCI). For more information about certification or re-certification, please visit the HRCI home page at www.hrci.org.
