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NCEO Publications
Our books and other publications on employee ownership and related issues provide detailed yet understandable guidance for company owners, managers, and advisors alike. Publication titles link to pages with detailed information and excerpts.
Jump to: ESOPs :: Equity Compensation :: General Topics
Employee Stock Ownership Plans (ESOPs)
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The ESOP Company Board HandbookA practical guide for board members in ESOP companies that discusses crucial issues and best practices. |
Administrative Issues for ESOP CompaniesEssays on administrative issues for ESOP (employee stock ownership plan) companies. |
An Introduction to ESOPsThis short and inexpensive book is our best-selling publication. It explains how ESOPs work in a clear and concise manner. |
An Ownership TaleHow to move from being a company of employees to a company of owners. |
Dealing with the Downturn: Issues and Strategies for ESOP Companies (Issue Brief)Issue brief with survey results plus articles on financing and employee communications. |
ESOP ValuationEssays on valuing company stock for ESOP purposes. |
ESOPs and Corporate GovernanceDiscusses corporate governance in ESOP companies. |
Executive Compensation in ESOP CompaniesEssays and a new survey on compensation trends at ESOP companies. |
How ESOP Companies Handle the Repurchase ObligationEssays and survey results on the ESOP repurchase obligation and how companies deal with it. |
Leveraged ESOPs and Employee BuyoutsCovers financing, accounting, M&A, and other issues arising when ESOPs borrow money. |
Model ESOPA model ESOP document with alternative provisions and detailed explanations. Includes CD. |
Questions and Answers on the Duties of ESOP FiduciariesCovers the legal issues related to ESOP fiduciaries in a question-and-answer format, with almost 150 detailed entries. |
S Corporation ESOPsCovers tax issues, plan design, compliance, administration, valuation, and more. |
Section 401(k) Plans and Employee OwnershipDiscusses ESOP/401(k) combinations as well as using company stock in 401(k) plans generally. |
Selling to an ESOPA detailed guide for owners, managers, and advisors of closely held companies where the owner(s) will sell stock to an ESOP. |
The ESOP Committee GuideDescribes the different types of ESOP committees and what they can do. |
The ESOP Communications SourcebookShows ESOP companies how to communicate the plan to employees as well as customers. |
The Inside ESOP Fiduciary HandbookProvides an overview of issue for inside fiduciaries. |
The Ownership EdgeHow to create a more innovative and successful company through combining employee ownership and participative management. |
Understanding ESOP ValuationA booklet on valuation issues for ESOP companies. |
Understanding ESOPsA general, basic guide to ESOPs for public and private companies alike. |
Wealth and Income Consequences of Employee OwnershipA research study on how ESOP participants fare compared to employees of non-ESOP companies. |
Equity Compensation Plans
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Accounting for Equity CompensationA guide to accounting for stock options, ESPPs, SARs, restricted stock, and other such plans. |
Advanced Topics in Equity Compensation AccountingA selective and detailed examination of crucial issues in equity compensation accounting. |
Beyond Stock OptionsA guide to phantom stock, restricted stock, stock appreciation rights, and other equity alternatives. Includes a CD with annotated model plans. |
Communicating Stock OptionsEssays on and examples of how to communicate a company's employee stock option plan to employees. |
Current Practices in Stock Option Plan DesignReports on a 2000 survey on plan design and award practices. |
Employee Stock Purchase PlansCovers various aspects of ESPPs, from plan design to employee participation. |
Equity Compensation for Limited Liability Companies (LLCs)A guide to creating equity compensation arrangements for limited liability companies (LLCs). Includes model plan. |
Equity Compensation in a Down Market: Repricing, Accounting, ESPP, and Employee Communications IssuesAn issue brief that examines issues that arise in dealing with equity compensation plans in a down market. |
Equity Compensation in a Post-Expensing WorldA guide to reworking equity plans once companies have to expense stock options. |
Equity-Based Compensation for Multinational CorporationsHow to extend stock options, ESPPs, and other plans to a global workforce. |
GPS (Guidance, Procedures, Systems): Global Stock PlansDiscusses issues and considerations, including grant processes, transactions, and tax and payroll issues, for public companies that grant equity compensation in non-U.S. locations. |
GPS (Guidance, Procedures, Systems): Restricted Stock and Restricted Stock UnitsDiscusses regulatory and administrative issues for public companies that grant restricted stock and restricted stock units. |
Model Equity Compensation PlansSample plan documents and brief explanations for employee stock option and stock purchase plans (includes CD). |
Securities Sources for Equity CompensationA book with source documents for those working with equity compensation. |
Selected Issues in Equity CompensationA detailed look at some of the main topics in equity compensation. |
The Decision-Maker's Guide to Equity CompensationHow to find and implement an equity compensation strategy that works for your company. |
The Final 409A Deferred Compensation Regulations (Issue Brief)A comprehensive overview of the deferred compensation rules under Section 409A of the Internal Revenue Code. |
The Law of Equity CompensationA summary and analysis of case and regulatory law affecting equity compensation plans in recent years. |
The State of Broad-Based Equity Plans (Issue Brief)Discusses the impact of expensing and related issues. |
The Stock Options BookA comprehensive guide to employee stock options. |
General Topics
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Employee Ownership and Corporate Performance (Issue Brief)Summarizes research on the subject, mainly on ESOP companies. |
Employee Ownership Concepts in Nonprofits and GovernmentExplains how employee ownership concepts can be applied to nonprofit organizations and government agencies. |
Equity: Why Employee Ownership Is Good for BusinessExplains why employee ownership is good for business. |
Front-Line Finance Manual and CDA book designed to enable employees, regardless of their experience as trainers, to teach basic financial skills to workers within their employee-owned company. |
Journal of Employee Ownership Law and Finance (1-year subscription)A quarterly journal with articles on ESOPs, equity compensation, and related topics. |
Journal of Employee Ownership Law and Finance Back Issue SetA set of back issues from the Journal of Employee Ownership Law and Finance. |
Paradoxes of LeadershipDiscusses 14 paradoxes that define Charles Edmunson's philosophy of leadership. |
The Handbook of Incentive CompensationTakes a broad look at how incentives can motivate and reward. |
The State of Employee Ownership (Issue Brief)A report on the growth and current extent of employee ownership, research findings, and challenges and prospects. |
A Conceptual Guide to Equity-Based Compensation for Non-U.S. CompaniesAn explanation of the elements of employee stock plans for executives and government officials outside the U.S. |