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Archived Publications

The specialized publications below have been removed from our main publication list and are not being updated; however, they are still available, although sometimes only in digital form. (Contact us at customerservice@nceo.org if you would like to order a custom printing of 50 or more of a title below that is listed only in digital form.)

Employee Stock Ownership Plans (ESOPs)

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ESOP Audits and Voluntary Compliance Programs
Covers IRS and DOL audits and voluntary compliance programs for ESOP companies.
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ESOP Diversification Challenges for Private Companies
Discusses ESOP diversification challenges and solutions for private companies.
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ESOP Valuation Issues
Articles on issues related to ESOP valuation, ranging from valuing SARs in an ESOP company to valuing an accounting firm's shares.
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Legal and Practical Considerations for ESOP Fiduciary Liability Insurance
Discusses legal issues for ESOP fiduciary insurance and practical considerations in buying a policy.
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Understanding ESOP Valuation
A booklet on valuation issues for ESOP companies.
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Warrants in ESOP Transactions
Describes how warrants are used in leveraged ESOP transactions, plus key corporate finance and federal tax considerations.

Equity Compensation Plans

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Equity-Based Compensation for Multinational Corporations
How to extend stock options, ESPPs, and other plans to a global workforce.
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Model Equity Compensation Plans
Sample plan documents and brief explanations for employee stock option and stock purchase plans (includes CD).
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The Stock Administration Book
Provides a practical guide to administering equity compensation plans such as stock options.