Register Now for our 2018 Annual Employee Ownership Conference

Are you an NCEO member? Learn more or sign up now.

Home » Webinars »


DOL Investigations

NCEO Webinar replays are the recorded version of our live Webinars, using PowerPoint presentations viewed online. To purchase a twelve-month subscription providing unlimited access to all recorded Webinars, including this one, follow this link. (Replays are not available for individual purchase.) Please contact our Colleen Kearney at 510-208-1311 or for additional information.

This replay was recorded on November 15, 2016.

About This Meeting

The DOL has been more active in investigating ESOPs. This webinar will look at what they are focusing on and how best to avoid problems with the DOL.
What are the main areas of focus for DOL in ESOP investigations and litigation?
What are the best practices for staying out of regulatory trouble?


Making Sure Your Company Is Prepared
Larry Gwaltney, Moore & Van Allen, PLLC


Larry Gwaltney

presenter photo

Moore & Van Allen PLLC

Larry is an attorney and co-chair of the litigation practice group at Moore & Van Allen, where he specializes in complex commercial litigation, including ERISA fiduciary breach and class action litigation. He has represented fiduciaries and sponsors of health and welfare, defined benefit, and defined contribution plans, including ESOPs. Larry has spoken and written on a variety of ERISA-related topics nationally, regionally, and locally.