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WEBINAR REPLAY

DOL Investigations

NCEO Webinar replays are the recorded version of our live Webinars, using PowerPoint presentations viewed online. To purchase a twelve-month subscription providing unlimited access to all recorded Webinars, including this one, follow this link. (Replays are not available for individual purchase.) Please contact Colleen Kearney at 510-208-1311 or ckearney@nceo.org for additional information.

This replay was recorded on November 15, 2016.

About This Meeting

The DOL has been more active in investigating ESOPs. This webinar will look at what they are focusing on and how best to avoid problems with the DOL.
What are the main areas of focus for DOL in ESOP investigations and litigation?
What are the best practices for staying out of regulatory trouble?

Program

Making Sure Your Company Is Prepared
Larry Gwaltney, Moore & Van Allen, PLLC

Presenters

Larry Gwaltney

presenter photo

Moore & Van Allen PLLC

Larry is a member of Moore & Van Allen's management committee and co-leader of its litigation practice group. Larry has parlayed a decade of extensive courtroom experience as a senior trial attorney for the U.S. Army Judge Advocate General's Corps to his current status handling high-profile litigation. Larry has particular experience in ERISA and ESOPs. He routinely represents ERISA fiduciaries, sponsors, parties-in-interest, administrators, and service providers.