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The DOL and ESOPs

NCEO Webinar replays are the recorded version of our live Webinars, using PowerPoint presentations viewed online. To purchase a twelve-month subscription providing unlimited access to all recorded Webinars, including this one, follow this link. If you have a current subscription to the replays, log in here. (Replays are not available for individual purchase). Please contact Andrea Johnson at 510-208-1309 or for additional information.

This replay was recorded on December 4, 2018.

About This Meeting

The DOL has been more active in investigating ESOPs. This webinar will look at what they are focusing on and how best to avoid problems with the DOL. What are the main areas of focus for DOL in ESOP investigations and litigation? What are the best practices for staying out of regulatory trouble?


Erin Hollis

presenter photo

Marshall & Stevens, Inc.

Erin is a director with Marshall & Stevens Incorporated in Chicago. She is a seasoned speaker, prolific author, and a credentialed member of the American Society of Appraisers, where she is a member of the Business Valuation Committee. She is also a member of the Valuation Advisory Committee and of the Interdisciplinary Advisory Committee on Fiduciary Issues of the ESOP Association and a member of the NCEO.