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The DOL and ESOPs

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NCEO Webinar replays are the recorded version of our live Webinars, using PowerPoint presentations viewed online. To purchase a twelve-month subscription providing unlimited access to all recorded Webinars, including this one, follow this link. If you have a current subscription to the replays, log in here. (Replays are not available for individual purchase). Please contact Colleen Kearney at 510-208-1311 or for additional information.

This replay was recorded on December 4, 2018.

About This Meeting

The DOL has been more active in investigating ESOPs. This webinar will look at what they are focusing on and how best to avoid problems with the DOL. What are the main areas of focus for DOL in ESOP investigations and litigation? What are the best practices for staying out of regulatory trouble?


Erin Hollis

presenter photo

Marshall & Stevens, Inc.

Erin is a director at Marshall & Stevens Inc. in Chicago, with more than 18 years valuation experience. She is a speaker and prolific author on ESOP topics, and a credentialed member of the American Society of Appraisers (ASA), where she serves on the business valuation committee. She is also a member of the NCEO and a member of the valuation advisory committee of the ESOP Association.