Cases & Rulings: November/December 2019

Department of Labor Brief in IBM Stock Case Argues Securities Law Rules Should Be the Basis for Whether to Disclose Adverse Information: 

Cases & Rulings: October 2022

DOL and GreatBanc Reach Settlement in Wells Fargo Stock Case: The Department of Labor has reached a $145 million settlement over an investigation in which the DOL alleged that the company’s 401(k) plan paid between $1,033 and $1,090 per share from 2013 to 2018 for Wells Fargo pre
Member-Only Content. Login or Join to View.

Cases & Rulings: September 2021

Seventh Circuit Says ERISA Does Not Preempt Certain Bankruptcy Law Claims: In Halperin v. Richards, No. 20-2793, WL 3184305 (7th Cir.
Member-Only Content. Login or Join to View.

Cases & Rulings: September 2023

In February, the IRS proposed changes to forfeiture rules for defined benefit and defined contribution plans. The comment period has now ended, and the changes should be finalized soon.
Member-Only Content. Login or Join to View.

Cases & Rulings: September/October 2019

Supreme Court Agrees to Review IBM Stock-Drop Decision: In Retirement Plans Committee of IBM v. Jander, No. 18-1165 U.S. (certiorari granted June 3, 2019), the U.S.
Member-Only Content. Login or Join to View.