EY Study Shows ESOP Participants Fare Much Better

A new study, “Contribution of S ESOPs to Participants’ Retirement Security and Employee-Owner Benefits,” prepared for the Employee-Owned S Corporations of America (

How Having an ESOP Is Helping Companies Weather the Pandemic

Our recent ESOP Topics Survey asked companies to reflect on how employee ownership is affecting their ability to respond to the coronavirus pandemic. The responses show some encouraging perspectives on how an ESOP and an effective culture of ownership can help companies survive and thrive in crisis.

New Data on Number of ESOPs and Participants

According to the latest data available from the Department of Labor, there were 6,660 ESOPs sponsored by 6,365 companies as of the end of 2016. These plans cover 14.3 million participants and hold close to $1.4 trillion in plan assets. A total of 10.7 million participants are active employees.
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New NCEO Data on the Costs of ESOP Litigation

A new NCEO study found that, over the last 10 years, 68 private company ESOP court cases had results in settlements or judgments that cost the defendants a total of $385.5 million. The average payout per employee in these cases was $14,400 per participant.

New NCEO Publication Analyzes DOL ESOP Investigations

On October 15, the NCEO released a new publication, A Guide to DOL ESOP Investigations, that provides the first comprehensive and quantitative analysis of the Department of Labor’s ESOP investigations.