Document Market Research: December 2019 Preliminary results from the NCEO's market research project on the factors that lead business owners to establish an ESOP, or to decide not to. Member-Only Content. Login or Join to View.
Document Questions for potential acquirers This document is a list of key questions to ask potential acquirers before considering an offer formally. Member-Only Content. Login or Join to View.
Document Sample CEO Evaluation Survey This survey is designed to be sent out to employees (all or a select group) to provide feedback to the board and the CEO. Member-Only Content. Login or Join to View.
Document Sample company acquisition policy (letter to potential acquirer) This policy statement, updated as of 2022, is meant to be sent to any potential buyer a board considers serious enough to want to respond to. Member-Only Content. Login or Join to View.
Document Sample Data Request for Repurchase Study This document provides a list of all the data you need to send to a firm doing a repurchase obligation study. Member-Only Content. Login or Join to View.
Document Sample DOL Questions on ESOP Appraisals These samples come from actual questions asked during a DOL audit. Member-Only Content. Login or Join to View.
Document Sample ESOP Plan Administration Committee Charter This sample plan administration committee charter was provided to us by ESOP-owned Smith Seckman Reid. Member-Only Content. Login or Join to View.
Document Sample Request for Proposals for Retirement Plan Audits This sample RFP from an NCEO ESOP company member provides a detailed outline of the tasks that an auditor should perform in performing an annual plan audit, along with a sample table of the data the audit firm needs to know about the company. Member-Only Content. Login or Join to View.
Document Sample RFP for an ESOP trustee This sample RFP includes dozens of useful questions in several categories. Member-Only Content. Login or Join to View.
Document Spreadsheet Form for Allocation Reconciliation This spreadsheet includes allocating earnings, expenses, purchases, and other items. Member-Only Content. Login or Join to View.
