Cases & Rulings

HIGHLIGHTS: ● New DOL Fiduciary Settlement Agreement on ESOPs
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Cases & Rulings

HIGHLIGHTS: ERISA supersedes state tax law
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Cases & Rulings: November/December 2019

Department of Labor Brief in IBM Stock Case Argues Securities Law Rules Should Be the Basis for Whether to Disclose Adverse Information: 

Cases & Rulings: September/October 2019

Supreme Court Agrees to Review IBM Stock-Drop Decision: In Retirement Plans Committee of IBM v. Jander, No. 18-1165 U.S. (certiorari granted June 3, 2019), the U.S.
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Communicating ESOP Valuation and Company Values

At the recent NCEO virtual conference, Tom DeSimone of Prairie Capital discussed how companies need to communicate valuation to employees. This is especially important now when valuations may decline.
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