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Do you §409(p)?

Webinars

Continuing Education Credit Offered: CPE, Generic, ASPPA

Join us for a deep dive into the anti-abuse rules under IRC §409(p)—a critical compliance area for ESOPs. This session will break down the two key components of the anti-abuse test and equip you with practical strategies to maintain your plan’s qualified status. Whether you're new to ESOPs or need a refresher, this webinar will help ensure your plan stays compliant and protected.

 

Learning Objectives:

1. Understand the anti-abuse rules under §409(p).

2. Learn the two parts of the anti-abuse test.

3. Explore compliance strategies to maintain ESOP qualified status.

Presenters

Barbara M. Clough headshot Presenter company logo

Barbara M. Clough

Barbara Clough is a Vice President at Blue Ridge Associates. Barbara has a deep understanding of the complexities involved in ESOP administration, her technical expertise includes navigating tricky administration and compliance issues. As an ERISA expert, she ensures adherence to Code Section compliance and provides strategic guidance to clients on plan design, legal matters, and IRS & DOL inquiries.

Accolades include: past Chairwoman of the Administration Advisory Committee, frequent speaker, author, Executive Committee member of the ESOP Association’s Public Policy Council and Vice President of Advocacy for the ESOP Association’s New England Chapter.

Matthew Goedert headshot Presenter company logo

Matthew Goedert

Matthew Goedert is a Shareholder at N&G Legal Group, a law firm specializing in Employee Stock Ownership Plans (ESOPs) and corporate law. For the past 25 years, he has provided guidance to corporations, trustees, and shareholders of closely held companies on a wide range of ESOP transactions. His expertise includes leveraged buyouts, corporate redemptions, ownership succession transactions, corporate reorganizations, unwinding transactions, and the sale of all or part of employer securities. Additionally, he assists companies with their daily administrative issues and supports boards of directors and corporate management in navigating corporate governance matters.

Thank you to our Sponsors

Blue Ridge
Chartwell
KSM
McDermott Will & Schulte LLP
PCE Investment Bankers, Inc.
Prairie
Praxis
Strategic Talent Partners
Texas Center for Employee Ownership