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Recent Developments Relating to the DOL and ESOPs

Webinars

There have been significant developments that could impact the future of DOL regulation, investigations and litigation related to ESOPs. McDermott Will & Emery partners Ted Becker and Julian André share what ESOP fiduciaries, ESOP company directors and management, employees involved with the ESOP, and advisors need to know about these developments.

Learning Objectives

1. Discuss recent changes within the DOL and its Employee Benefits Security Administration and how they could affect ESOPs.

2. Learn about the status of DOL regulation on adequate consideration.

3. Find out about the status of the DOL Employee Ownership Initiative.

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Presenters

Theodore M. Becker headshot Presenter company logo

Theodore M. Becker

Ted Becker is co-head of McDermott Will & Schulte’s ERISA Litigation practice and a Fellow of the American College of Employee Benefits Counsel.  He focuses his practice on litigation under ERISA and related federal and state actions, and defense of government investigations and audits relating to employee benefit, health and welfare, and retirement plans brought by the US Department of Labor, the Internal Revenue Service, and the US Department of Justice. He is a leading voice and nationally recognized practitioner in this complex practice area.

Julian André headshot Presenter company logo

Julian André

Julian André helps clients achieve the best outcomes when facing government enforcement actions, prosecutions and investigations, defending against complex civil litigation and performing internal investigations. Leaning on his experience as an Assistant US Attorney in Los Angeles prosecuting financial crimes, Julian adds an inside perspective when devising defense strategies for companies and individuals facing criminal and civil investigations by state and federal agencies such as DOJ, HHS-OIG, SEC, and DOL. He also regularly advises clients on matters involving corporate governance and regulatory compliance, including anti-money laundering and anti-corruption issues.

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