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CE Credit Type generic asppa cpe

ESOP Reshuffling and Rebalancing Provisions

Webinars September 24, 2026 9:30 am PT

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Continuing Education Credit Offered For Live Session Only: Generic, ASPPA, CPE

Webinar Details

Reshuffling and rebalancing are terms service providers encounter often, but the practical mechanics behind them are not always well understood. This session breaks down what each provision means, how it affects plan operations, and the circumstances under which a plan sponsor might consider adding one. We will also address how these provisions interact with diversification and distribution rules. Attendees will leave with a clearer framework for advising clients on whether these provisions fit their plan design.

Learning Objectives:

1. Define reshuffling and rebalancing as they apply to ESOP plan design.

2. Learn how these processes affect participant accounts and stock balances over time.

3. Explore best practices for advising clients on maintaining a balanced and equitable ESOP.

Webinar Slides

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Webinar Replay

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Presenters

Jon Williams, QKA

Mr. Williams is a Vice President of Plan Administration for Blue Ridge ESOP Associates and has over 15 years of experience in employee benefits, with a focus on plan design, implementation, administration and consulting services for ESOPs. He is a member of The ESOP Association, the National Center for Employee Ownership and is a speaker at various ESOP conferences. Jon earned a Bachelor of Science in Business from Virginia Commonwealth University, where he majored in Accounting and minored in Economics.